Dec 11, 2023 | Banking, Capital Markets, Financial Stability, Statement
The Need for Public Comment on a Revised Economic Analysis of Basel III December 11, 2023 On October 20th, the Board of Governors of the Federal Reserve System (the “Board”)—joined by the Federal Deposit Insurance Corporation (the “FDIC”) and the Office of the...
Nov 9, 2023 | Brief, Capital Markets
United States Court of Appeals FOR THE FIFTH CIRCUIT d NA TIONAL ASSOCIA TION OF PRIV A TE FUND MANAGERS; AL TERNA TIVE INVESTMENT MANAGEMENT ASSOCIA TION, LIMITED; AMERICAN INVESTMENT COUNCIL; LOAN SYNDICA TIONS AND TRADING ASSOCIA TION; MANAGED FUNDS ASSOCIA TION;...
Oct 11, 2023 | Capital Markets, Letter
Re.: File Number– S7–12–23 Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Dear Ms. Countryman: The Committee on Capital Markets Regulation (the “Committee”) offers these comments to the U.S....
Sep 20, 2023 | Banking, Capital Markets, Congressional Testimony, Financial Stability
Written Testimony of Hal S. Scott Emeritus Professor, Harvard Law School President of the Committee on Capital Markets Regulation Before the Subcommittee on Financial Institutions and Monetary Policy of the Financial Services Committee United States House of...
Sep 7, 2023 | Capital Markets, Op-Ed
The SEC Targets Private Capital – WSJ The Securities and Exchange Commission has finalized rules that will overhaul how the $27 trillion private fund industry—including private equity, hedge funds and venture capital funds—deals with investors. Last week six...
