Aug 31, 2023 | Capital Markets, Statement
The Unprecedented Pace of SEC Proposed and Final Rulemakings Continues August 31, 2023 The Committee on Capital Markets Regulation (the “Committee”) today released its second annual visual diagram designed to track the unprecedented volume and complexity of rulemaking...
Aug 21, 2023 | Capital Markets, Letter
CCMR Comment Letter on Reopening of SBS Proposal [08.21 August 21, 2023 Vanessa A. Countryman, Secretary Securities and Exchange Commission 100 F Street NEWashington, DC 20549–1090 VIA ELECTRONIC PORTAL Re.: File Number S7–32–10 – Reopening of Comment Period for...
Aug 15, 2023 | Capital Markets, Letter
August 15, 2023 Federal Trade Commission 600 Pennsylvania Avenue, NW Washington, DC 20580 U.S. Department of Justice 950 Pennsylvania Avenue NW Washington DC 20530 VIA ELECTRONIC PORTAL Re.: FTC-2023-0043 – Draft Merger Guidelines for Public Comment Dear Sir or Madam:...
Aug 4, 2023 | Capital Markets, Letter
Re.: PCAOB Release No. 2023-003 – A Company’s Noncompliance with Laws and Regulations Dear Sir or Madam: The Committee on Capital Markets Regulation (the “Committee”) is grateful for the opportunity to provide comments to the Public Company Accounting Oversight Board...
Jun 28, 2023 | Banking, Financial Stability, Letter
The Committee on Capital Markets Regulation (the “Committee”) is grateful for the opportunity to provide comments to the Financial Stability Oversight Council (the “Council”) on its proposed framework for financial stability risk identification, assessment, and...
