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The Financial Times Op-ed: Investors at Risk in Absence of Adequate US Crypto Regulatory Regime

The Financial Times Op-ed: Investors at Risk in Absence of Adequate US Crypto Regulatory Regime

Jun 23, 2023 | Capital Markets, Op-Ed

By Hal S. Scott The writer is an emeritus professor at Harvard Law School and director of the Committee on Capital Markets Regulation The failure of the FTX exchange has triggered a sharp regulatory crackdown on the crypto world. The Securities and Exchange Commission...
Comment Letter on the SEC’s Reg SCI Proposal

Comment Letter on the SEC’s Reg SCI Proposal

Jun 12, 2023 | Capital Markets, Financial Stability, Letter

 The Committee on Capital Markets Regulation (the “Committee”) is grateful for the opportunity to provide comments to the U.S. Securities and Exchange Commission (the “SEC”) on its proposed amendments to Regulation Systems Compliance and Integrity (“Reg SCI”)1...
Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

Feb 14, 2023 | Capital Markets, Financial Stability, Letter

Report on U.S. Listings by Chinese Companies

Report on U.S. Listings by Chinese Companies

Jan 30, 2023 | Capital Markets, Report

Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?

Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?

Jan 19, 2023 | Capital Markets, Op-Ed

The Securities and Exchange Commission brought an enforcement action last week against the cryptocurrency brokerages Genesis Global Capital and Gemini Trust. As with the failure of crypto exchange FTX, the SEC is late to the game—likely too late for the 340,000 U.S....
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