Oct 17, 2013 | Uncategorized
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. through the third quarter of 2013. Public financial penalties include public class action settlements that arise from...
Oct 1, 2013 | Banking, Capital Markets, Report
The Committee on Capital Markets Regulation, an independent and nonpartisan research organization dedicated to improving the regulation and transparency of U.S. capital markets, released today a report entitled, “A Balanced Approach to Cost-Benefit Analysis Reform”...
Sep 17, 2013 | Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation today submitted a comment letter to the Securities and Exchange Commission (SEC) critiquing their proposed rule on money market mutual fund reform. Specific concerns raised in the letter include the introduction of floating...
Aug 16, 2013 | Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation today submitted a comment letter to the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) critiquing their proposed rule and final guidance on cross-border swaps. Specific issues raised...
Aug 14, 2013 | Uncategorized
U.S. capital market competitiveness remained weak through the first half of 2013, when some key measures of use of U.S. public equity markets fell to levels not seen since the 2008 financial crisis. “The competitive landscape of U.S. capital markets has continued to...
