Committee Releases Q4 2013 Competitiveness Report

Committee Study Shows Deepening Aversion to U.S. Capital Markets Through 2013 CAMBRIDGE, Mass., January 31, 2014—U.S. capital market competitiveness remained weak through the fourth quarter of 2013, when measures of aversion to U.S. public equity markets remained at...

Committee Releases Q4 2013 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in 2013. Public financial penalties include public class action settlements that arise from class action...
Report: Use of Market Discipline

Report: Use of Market Discipline

Executive Summary of Policy Recommendations This study by the Committee on Capital Markets Regulation (the “Committee”) examines a balanced approach to capital regulation that enhances private market discipline while strengthening the complementary role of...