Feb 13, 2012 | Banking, Letter
Access the pdf here. Re: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds, 76 Fed. Reg. 68,846 (OCC Docket ID OCC-2011-0014, OCC RIN 1557 – AD44; Fed Docket No. R-1432, Fed RIN...
Feb 3, 2012 | Capital Markets, Letter
A PDF of this comment letter is available here. Re: Risk-Based Capital Guidelines: Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions, 76 Fed. Reg. 79,380 (OCC Docket ID OCC-2010-0003, OCC RIN 1557 – AC99; Fed Docket No. R-1401, Fed RIN...
Jan 25, 2012 | Uncategorized
Download CAMBRIDGE, Mass., January 25, 2012—The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, today released data...
Dec 19, 2011 | Capital Markets, Financial Stability, Letter
Access the pdf here. Re: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies, 76 Fed. Reg. 64,264 (RIN 4030–AA00) Dear Mr. Auer: The Committee on Capital Markets Regulation (Committee) appreciates the opportunity to comment on the...
Dec 19, 2011 | Capital Markets, Financial Stability, Letter
Access the PDF here. Re: Customer Clearing Documentation and Timing of Acceptance For Clearing, 76 Fed. Reg. 45,730 (RIN No. 3038–AD 51) Dear Mr. Stawick: The Committee on Capital Markets Regulation (Committee) appreciates the opportunity to comment on the Commodity...
