Dec 14, 2011 | Capital Markets, Letter
Access the PDF here. Re: Concept Release on Auditor Independence and Audit Firm Rotation Release No. 2011-006, Rulemaking Docket Matter No. 37 Dear Mr. Seymour: The Committee on Capital Markets Regulation (Committee)* appreciates the opportunity to comment on the...
Oct 6, 2011 | Capital Markets, Letter
Access the PDF here. Re: Retrospective Review of Existing Regulations (SEC Release Nos. 33–9257; 34–65262; 39-2479; IA-3271; IC-29781; File No. S7–36–11) Dear Ms. Murphy: The Committee on Capital Markets Regulation (Committee) appreciates the opportunity to comment...
Oct 4, 2011 | Uncategorized
Re: Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities, 76 Fed. Reg. 47,948 (RIN 3235-AK37, SEC Release Nos. 33–9244; 34–64968; File No. S7–08–10) Dear Ms. Murphy: The Committee on Capital Markets Regulation (Committee) appreciates the opportunity...
Aug 26, 2011 | Capital Markets, Letter
A PDF of this letter is available here. Re: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants, 75 Fed. Reg. 42,396 (RIN 3235-AL10, SEC Release No. 34–64766, File No. S7–25–11) Dear Ms. Murphy: The Committee on...
Aug 18, 2011 | Uncategorized
Download CAMBRIDGE, Mass., August 18, 2011—The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, today released data...
