Jun 23, 2023 | Capital Markets, Op-Ed
By Hal S. Scott The writer is an emeritus professor at Harvard Law School and director of the Committee on Capital Markets Regulation The failure of the FTX exchange has triggered a sharp regulatory crackdown on the crypto world. The Securities and Exchange Commission...
Jun 12, 2023 | Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation (the “Committee”) is grateful for the opportunity to provide comments to the U.S. Securities and Exchange Commission (the “SEC”) on its proposed amendments to Regulation Systems Compliance and Integrity (“Reg SCI”)1...
Jun 5, 2023 | Banking, Capital Markets, Financial Stability, Statement
CCMR – Crypto Exchange Registration Statement – 06-06-23 In early 2021, Chair Gensler of the U.S. Securities & Exchange Commission (the “SEC”) acknowledged that cryptoasset trading platforms are not subject to the existing regulatory regime for...
May 9, 2023 | Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation (the “Committee”) is grateful for the opportunity to provide comments to the U.S. Securities and Exchange Commission (the “SEC”) on its proposed rule under the Investment Advisers Act of 1940 (the “Advisers Act”)1 regarding...
