Nov 11, 2025 | Capital Markets, Statement
Assessing the Benefits of Mandatory Individual Arbitration Over Securities Class Actions For decades, securities class actions have driven domestic and foreign companies to avoid listing on the U.S. public markets. Given the importance of vibrant public securities...
Oct 27, 2025 | Capital Markets, Letter
October 27, 2025 The Hon. Caroline Pham Acting Chairman Commodity Futures Trading Commission Three Lafayette Centre – 1155 21st Street, NW Washington, DC 20581 VIA EMAIL Re.: Ending CFTC Registration For SEC-Registered Private Fund Advisers Dear Acting...
Sep 11, 2025 | Event, Financial Stability
The Future of U.S. Capital Markets Seminar for Congressional Staff Thursday, September 11, 2025 The U.S. Capitol Visitor Center, Washington, D.C. Room HVC-210 9:00am – 9:10am Welcoming Remarks • Hal S. Scott (President of the Committee on Capital Markets Regulation...
Sep 10, 2025 | Banking, Capital Markets, Financial Stability, Report
EXPANDING OPPORTUNITIES FOR U.S. INVESTORS AND RETIREES:PRIVATE MARKETS I. Introduction Economic growth in the United States is fundamentally linked with strong and thriving credit markets.1 Private credit, structured through nonbank financial intermediaries such as...
Aug 27, 2025 | Banking, Capital Markets, Financial Stability, Letter
August 26, 2025 Chief Counsel’s Office Attention: Comment Processing Office of the Comptroller of the Currency 400 7th Street SW, Suite 3E-218 Washington DC 20219 Ann E. Misback, Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution...
