Aug 4, 2025 | Capital Markets, Letter
August 4, 2025 Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 VIA ELECTRONIC MAIL: rule-comments@sec.gov Re: File No. 10-249: Texas Stock Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a...
Jul 15, 2025 | Capital Markets, Report
CCMR Staff Report: Empirical Research on U.S. Retail Options Markets Introduction Enforcement Data for Calendar 2024 Released July 15, 2025 Introduction In June 2018, the staff of the Committee on Capital Markets Regulation (the “Committee”) released a report entitled...
Jul 8, 2025 | Capital Markets, Letter
July 8, 2025 Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 VIA ELECTRONIC MAIL: rule-comments@sec.gov Re: File No. SR-IEX-2025-02: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 3 to a...
Jun 19, 2025 | Capital Markets, Report
CCMR Staff Report: Empirical Research on U.S. Retail Options Markets Introduction As policymakers consider the need for reforms to the existing regulatory structure for U.S. options markets, it is critical that discussions are based on a comprehensive and accurate...
Jun 4, 2025 | Capital Markets, Report
COMMON OWNERSHIP AND PRICES: A COMPREHENSIVE GENERALIZED STUDY JUNE 2025 The Committee on Capital Markets Regulation (the “Committee”) is an independent 501(c)(3) research organization, financed by contributions from individuals, foundations, and corporations. The...
