Mar 12, 2024 | Brief, Capital Markets
Released January 17, 2024 IN THE United States Court of Appeals FOR THE FIFTH CIRCUIT d NA TIONAL ASSOCIA TION OF PRIV A TE FUND MANAGERS; MANAGED FUNDS ASSOCIA TION;AL TERNA TIVE INVESTMENT MANAGEMENT ASSOCIA TION, —v.—SECURITIES AND EXCHANGE COMMISSION, Petitioners,...
Feb 20, 2024 | Banking, Congressional Testimony, Financial Stability
Testimony of Hal S. Scott Emeritus Professor, Harvard Law School; President of the Committee on Capital Markets Regulation Before the Subcommittee on Financial Institutions and Monetary Policy of the Financial Services Committee United States House of Representatives...
Jun 5, 2023 | Capital Markets, Statement
CCMR – Crypto Exchange Registration Statement – 06-06-23 In early 2021, Chair Gensler of the U.S. Securities & Exchange Commission (the “SEC”) acknowledged that cryptoasset trading platforms are not subject to the existing regulatory regime for...
May 9, 2023 | Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation (the “Committee”) is grateful for the opportunity to provide comments to the U.S. Securities and Exchange Commission (the “SEC”) on its proposed rule under the Investment Advisers Act of 1940 (the “Advisers Act”)1 regarding...
