Oct 30, 2024 | Capital Markets, Statement
Rapid Pace of SEC Rulemakings Continues & Litigation Ramps up to Historic Highs October 30, 2024 The Committee on Capital Markets Regulation (the “Committee”) today released its third annual “Regulatory Incidence of SEC Proposed & Final Rulemakings” diagram...
Oct 24, 2024 | Banking, Capital Markets, Letter
October 24, 2024 James P. SheesleyAssistant Executive SecretaryFederal Deposit Insurance Corporation 550 17th Street NWWashington, DC 20429 VIA EMAIL Re.: Regulations Implementing the Change in Bank Control Act/RIN 3064-AG04 Dear Mr. Sheesley: The Committee on...
Oct 14, 2024 | Capital Markets, Report
Released August 31, 2022 Enforcement Data for Calendar 2023 Released October 13, 2024 In June 2018, the staff of the Committee on Capital Markets Regulation (the “Committee”) released a report entitled Rationalizing Enforcement in the U.S. Financial...
Oct 7, 2024 | Banking, Capital Markets, Financial Stability, Report
Introduction State legislation addressing the consideration of environmental, social, and governance (“ESG”) principles by asset managers and other financial institutions has expanded rapidly over the past five years. Between 2021 and 2023, more than 300 articles of...
