Oct 14, 2024 | Capital Markets, Report
Released August 31, 2022 Enforcement Data for Calendar 2023 Released October 13, 2024 In June 2018, the staff of the Committee on Capital Markets Regulation (the “Committee”) released a report entitled Rationalizing Enforcement in the U.S. Financial...
Oct 7, 2024 | Banking, Capital Markets, Financial Stability, Report
Introduction State legislation addressing the consideration of environmental, social, and governance (“ESG”) principles by asset managers and other financial institutions has expanded rapidly over the past five years. Between 2021 and 2023, more than 300 articles of...
Jul 31, 2024 | Capital Markets, Report
No, SPACs Do Not Dilute Investors – A Theoretical and Empirical Analysis Hal S. Scott & John Gulliver* Abstract Over the past decade, special purpose acquisition companies (“SPACs”) have become a prominent alternative to initial public offerings as a method for...
May 23, 2024 | Banking, Financial Stability, Report
Released August 31, 2022 LENDER OF LAST RESORT: THE 2023 BANKING CRISIS AND COVID Hal S. Scott & Connor R. Kortje* Abstract In March 2023 Silicon Valley Bank, the 16th largest bank in the United States, was forced into FDIC-administered receivership and sold to a...
