Nov 14, 2024 | Capital Markets, Statement
SEC Chair Gensler’s Rulemaking Pace: A Comparison of Methodologies November 14, 2024 On October 30th, the Committee on Capital Markets Regulation (the “Committee”) released its third annual analysis of the pace of rulemaking by the U.S. Securities & Exchange...
Nov 14, 2024 | Banking, Letter
November 13, 2024 James P. SheesleyAssistant Executive SecretaryFederal Deposit Insurance Corporation 550 17th Street NWWashington, DC 20429 Re.: Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions/RIN 3064–AF99 Dear Mr. Sheesley: The Committee on...
Oct 30, 2024 | Capital Markets, Statement
Rapid Pace of SEC Rulemakings Continues & Litigation Ramps up to Historic Highs October 30, 2024 The Committee on Capital Markets Regulation (the “Committee”) today released its third annual “Regulatory Incidence of SEC Proposed & Final Rulemakings” diagram...
Oct 24, 2024 | Banking, Capital Markets, Letter
October 24, 2024 James P. SheesleyAssistant Executive SecretaryFederal Deposit Insurance Corporation 550 17th Street NWWashington, DC 20429 VIA EMAIL Re.: Regulations Implementing the Change in Bank Control Act/RIN 3064-AG04 Dear Mr. Sheesley: The Committee on...
Oct 14, 2024 | Capital Markets, Report
Released August 31, 2022 Enforcement Data for Calendar 2023 Released October 13, 2024 In June 2018, the staff of the Committee on Capital Markets Regulation (the “Committee”) released a report entitled Rationalizing Enforcement in the U.S. Financial...
