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Letter
Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions
September 2019 | Capital Markets
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Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report
August 2019 | Capital Markets
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Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service
July 2019 | Capital Markets
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Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange
July 2019 | Capital Markets
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Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations
June 2019 | Banking
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Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important
April 2019 | Banking, Financial Stability
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Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule
March 2019 | Capital Markets
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