Sep 2, 2015 | Banking, Capital Markets, Financial Stability, Report
In the aftermath of the global financial crisis, G20 member countries agreed to a series of reforms to the international financial regulatory framework. Among these commitments was the introduction of a comprehensive regulatory framework for over the counter...
Aug 16, 2015 | Capital Markets, Op-Ed
By HAL S. SCOTT and JOHN GULLIVER Originally published by the Wall Street Journal on August 16, 2015 The NYSE’s three-hour closure in July sent a signal that more data competition is needed among exchanges. The three-hour shutdown of the New York Stock Exchange...
Jul 23, 2015 | Uncategorized
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q2 2015. Public financial penalties include public class action settlements that arise from class action...
Jun 9, 2015 | Capital Markets, Op-Ed
By HAL S. SCOTT Originally published by CNBC on June 9, 2015 My former colleague, Senator Elizabeth Warren, recently wrongly accused Chair Mary Jo White of the Securities and Exchange Commission, a former prosecutor, of being an “extremely...
May 29, 2015 | Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation today submitted a letter to the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) on assessment methodologies for identifying non-bank non-insurer global systemically...
