Statement on Bills Related to U.S. v. Newman

Statement on Bills Related to U.S. v. Newman

Today the Committee on Capital Markets Regulation issued a statement indicating its belief that is is premature for Congress to draft of introduce any legislative bills that relate to the yet unknown outcome of the case of United States v. Newman et. al, which...

Committee Releases Q4 2014 Competitiveness Report

Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the fourth quarter of 2014, despite the positive effect of the record-breaking initial public offering of the...

Committee Releases Q4 2014 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for 2014. Public financial penalties include public class action settlements that arise from class action...