May 12, 2015 | Uncategorized
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q1 2015. Public financial penalties include public class action settlements that arise from class action...
May 12, 2015 | Uncategorized
U.S. capital market competitiveness showed historic signs of weakness in the first quarter of 2015. “The competitive landscape of U.S. equity capital markets has started 2015 with a whimper,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets...
Apr 1, 2015 | Banking, Financial Stability, Letter
Today the Committee on Capital Markets Regulation submitted a comment letter to the Federal Reserve on the proposed rule on “Risk-Based Capital Guidelines: Implementation of Capital Requirements for Global Systemically Important Bank Holding Companies.”...
Mar 24, 2015 | Capital Markets, Financial Stability, Statement
Today the Committee on Capital Markets Regulation issued a fact statement on the potential designation of asset managers as systemically important. Based on the Committee’s analysis, there are 15 foreign and U.S. asset managers that meet the Financial...
Mar 16, 2015 | Capital Markets, Financial Stability, Letter
Today the Committee on Capital Markets Regulation submitted to the Financial Stability Oversight Council (FSOC) a comment letter on the December 2014 notice that seeks guidance on the relationship between asset management products/activities and systemic risk. The...
