May 17, 2014 | Capital Markets, Financial Stability, Statement
As part of the Financial Stability Oversight Council’s ongoing assessment of risks to U.S. financial stability, it will host a conference on May 19, 2014 on whether asset management companies should be designated as systemically important institutions (SIFIs). ...
May 1, 2014 | Uncategorized
U.S. capital market competitiveness showed even greater signs of weakness in the first quarter of 2014, when measures of aversion to U.S. public equity markets remained at levels not seen since the 2007-2008 financial crisis. “The competitive landscape of U.S. equity...
Apr 23, 2014 | Uncategorized
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in the first quarter of 2014. Public financial penalties include public class action settlements that arise...
Apr 7, 2014 | Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation today submitted a comment letter to the Financial Stability Board/International Organization of Securities Commissions (FSB/IOSCO) critiquing their Consultative Document regarding assessment methodologies for identifying...
