Nov 24, 2014 | Capital Markets, Letter
Today the Committee on Capital Markets Regulation submitted a comment letter to the Federal Reserve, FDIC, Office of the Comptroller of Currency, and the CFTC regarding a proposed rule on margin requirements for non-cleared swaps. The letter can be read below or...
Oct 21, 2014 | Uncategorized
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the third quarter of 2014. Public financial penalties include public class action settlements that...
Sep 4, 2014 | Banking, Financial Stability, Op-Ed
By HAL S. SCOTT Originally published by the Wall Street Journal on September 4, 2014 Most college students now returning to campuses will never hear the words that the Federal Reserve and the Federal Deposit Insurance Corp. spoke in August to the managements of the...
Sep 3, 2014 | Banking, Financial Stability, Report
This report by the Committee on Capital Markets Regulation (the “Committee”) examines the role of money market funds (“MMFs”) in the March 2020 COVID crisis and sets forth reforms that would enhance the liquidity of MMFs that primarily invest in short -term private...
Aug 21, 2014 | Banking, Capital Markets, Financial Stability, Letter
The Committee on Capital Markets Regulation today sent a letter to the European Commission and Commodity Futures Trading Commission (CFTC), detailing steps that each regulator must take before December 15, in order to avoid disrupting the $630 trillion derivatives...
