Nov 26, 2014 | Uncategorized
Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the third quarter of 2014, despite the positive effect of the record-breaking initial public offering of the...
Nov 24, 2014 | Capital Markets, Letter
Today the Committee on Capital Markets Regulation submitted a comment letter to the Federal Reserve, FDIC, Office of the Comptroller of Currency, and the CFTC regarding a proposed rule on margin requirements for non-cleared swaps. The letter can be read below or...
Oct 21, 2014 | Uncategorized
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the third quarter of 2014. Public financial penalties include public class action settlements that...
Sep 4, 2014 | Banking, Financial Stability, Op-Ed
By HAL S. SCOTT Originally published by the Wall Street Journal on September 4, 2014 Most college students now returning to campuses will never hear the words that the Federal Reserve and the Federal Deposit Insurance Corp. spoke in August to the managements of the...
Sep 3, 2014 | Banking, Financial Stability, Report
This report by the Committee on Capital Markets Regulation (the “Committee”) examines the role of money market funds (“MMFs”) in the March 2020 COVID crisis and sets forth reforms that would enhance the liquidity of MMFs that primarily invest in short -term private...
