Committee Releases Q2 2015 Competitiveness Report

U.S. capital market competitiveness showed historic signs of weakness in the second quarter of 2015.   “The global competitiveness of U.S. capital markets remains disappointing,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets Regulation....

Committee Releases Q2 2015 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q2 2015. Public financial penalties include public class action settlements that arise from class action...

Committee Releases Q1 2015 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q1 2015. Public financial penalties include public class action settlements that arise from class action...

Committee Releases Q1 2015 Competitiveness Report

U.S. capital market competitiveness showed historic signs of weakness in the first quarter of 2015.   “The competitive landscape of U.S. equity capital markets has started 2015 with a whimper,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets...

Committee Releases Q4 2014 Competitiveness Report

Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the fourth quarter of 2014, despite the positive effect of the record-breaking initial public offering of the...

Committee Releases Q4 2014 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for 2014. Public financial penalties include public class action settlements that arise from class action...