Committee Releases Q4 2013 Competitiveness Report

Committee Study Shows Deepening Aversion to U.S. Capital Markets Through 2013 CAMBRIDGE, Mass., January 31, 2014—U.S. capital market competitiveness remained weak through the fourth quarter of 2013, when measures of aversion to U.S. public equity markets remained at...

Committee Releases Q4 2013 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in 2013. Public financial penalties include public class action settlements that arise from class action...

Committee Releases Q3 2013 Competitiveness Report

CAMBRIDGE, Mass., November 21, 2013—U.S. capital market competitiveness remained weak through the third quarter of 2013, when measures of aversion to U.S. public equity markets reached levels not seen since the 2007-2008 financial crisis. “The global competitiveness...

Committee Releases Q3 2013 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. through the third quarter of 2013. Public financial penalties include public class action settlements that arise from...

Committee Releases Q2 2013 Competitiveness Report

U.S. capital market competitiveness remained weak through the first half of 2013, when some key measures of use of U.S. public equity markets fell to levels not seen since the 2008 financial crisis. “The competitive landscape of U.S. capital markets has continued to...

Committee Releases Q2 2013 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. for the first half of 2013. Public financial penalties include public class action settlements that arise from class...