Committee Releases Q3 2014 Competitiveness Report

Committee Study Shows Weakness in the Competitiveness of US Primary Markets   U.S. capital market competitiveness showed continued historical weakness through the third quarter of 2014, despite the positive effect of the record-breaking initial public offering of the...

Committee Releases Q3 2014 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the third quarter of 2014. Public financial penalties include public class action settlements that...

Committee Releases Q2 2014 Competitiveness Report

Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the second quarter of 2014, although some limited signs of improvement over the previous year did develop....

Committee Releases Q2 2014 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the second quarter of 2014. Public financial penalties include public class action settlements that...

Committee Releases Q1 2014 Competitiveness Report

U.S. capital market competitiveness showed even greater signs of weakness in the first quarter of 2014, when measures of aversion to U.S. public equity markets remained at levels not seen since the 2007-2008 financial crisis. “The competitive landscape of U.S. equity...

Committee Releases Q1 2014 Financial Penalties Data

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in the first quarter of 2014. Public financial penalties include public class action settlements that arise...