Feb 9, 2015 | Uncategorized
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for 2014. Public financial penalties include public class action settlements that arise from class action...
Feb 2, 2015 | Banking, Financial Stability, Letter
Today the Committee on Capital Markets Regulation submitted a statement responding to the recent proposal released by the FSB setting an international standard for the minimum quantity of loss-absorbing instruments that G-SIBs will be required to issue. Our statement...
Jan 26, 2015 | Banking, Capital Markets, Financial Stability, Letter
Today the Committee on Capital Markets Regulation sent a letter to the Federal Deposit Insurance Corporation (FDIC) urging that it issue formal guidance stating that resolution under the Orderly Liquidation Authority (OLA) established in Title II of the Dodd-Frank Act...
Dec 29, 2014 | Capital Markets, Statement
Today the Committee on Capital Markets Regulation released a brief fact statement on the impact of high frequency trading (HFT) on U.S. equity markets. The report seeks to shed further light on HFT to inform public debate and form a basis for future policy reforms....
Dec 19, 2014 | Capital Markets, Letter
Today the Committee on Capital Markets Regulation submitted a comment letter to the Securities and Exchange Commission regarding the Proposed National Market System Plan to Implement a Tick Size Pilot Program. The Proposed Plan expands trading and quoting tick sizes...
