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Hal S. Scott, President of the Committee on Capital Markets Regulation, Participates on SEC Roundtable Panel on Market Data and Market Access

Hal S. Scott, President of the Committee on Capital Markets Regulation, Participates on SEC Roundtable Panel on Market Data and Market Access

by The Committee on Capital Markets Regulation | Oct 25, 2018 | Capital Markets, Statement | Capital Markets

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Comment Letter on Proposed Amendments to the Regulations Implementing the Volcker Rule

Comment Letter on Proposed Amendments to the Regulations Implementing the Volcker Rule

by The Committee on Capital Markets Regulation | Oct 17, 2018 | Banking, Letter | Banking

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Report: Update on Financial Penalties by U.S. Enforcement Agencies

Report: Update on Financial Penalties by U.S. Enforcement Agencies

by The Committee on Capital Markets Regulation | Sep 24, 2018 | Banking, Capital Markets, Financial Stability, Report | Banking, Capital Markets, Financial Stability

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Statement on Stock Market Data: A Call for Transparency to Assess Impact on U.S. Investors

Statement on Stock Market Data: A Call for Transparency to Assess Impact on U.S. Investors

by The Committee on Capital Markets Regulation | Sep 24, 2018 | Capital Markets, Statement | Capital Markets

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Report: Short Selling’s Positive Impact on Markets and the Consequences of Short-Sale Restrictions

Report: Short Selling’s Positive Impact on Markets and the Consequences of Short-Sale Restrictions

by The Committee on Capital Markets Regulation | Sep 13, 2018 | Capital Markets, Report | Capital Markets

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Comment Letter to the SEC on Best Interest Proposal

Comment Letter to the SEC on Best Interest Proposal

by The Committee on Capital Markets Regulation | Jul 16, 2018 | Capital Markets, Letter | Capital Markets

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Comment Letter to the Fed on Capital Proposal

Comment Letter to the Fed on Capital Proposal

by The Committee on Capital Markets Regulation | Jun 25, 2018 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Report: The U.S. Public Enforcement System

Report: The U.S. Public Enforcement System

by The Committee on Capital Markets Regulation | Jun 14, 2018 | Banking, Capital Markets, Report | Banking, Capital Markets

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The Financial Times Op-ed: Should the US Ease Regulation on its Big Banks?

The Financial Times Op-ed: Should the US Ease Regulation on its Big Banks?

by The Committee on Capital Markets Regulation | Mar 1, 2018 | Banking, Financial Stability, Op-Ed | Banking, Financial Stability

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Comment Letter to the Federal Reserve on Proposals to Increase Stress Test Transparency

Comment Letter to the Federal Reserve on Proposals to Increase Stress Test Transparency

by The Committee on Capital Markets Regulation | Jan 22, 2018 | Banking, Financial Stability, Letter | Banking, Financial Stability

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