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Report on U.S. Listings by Chinese Companies

Report on U.S. Listings by Chinese Companies

by The Committee on Capital Markets Regulation | Jan 30, 2023 | Capital Markets, Report | Capital Markets

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Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?

Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?

by The Committee on Capital Markets Regulation | Jan 19, 2023 | Banking, Capital Markets, Financial Stability, Op-Ed | Capital Markets

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Committee Hosts Virtual Panel on The Financial Policy Response to the Pandemic

Committee Hosts Virtual Panel on The Financial Policy Response to the Pandemic

by The Committee on Capital Markets Regulation | Jan 17, 2023 | Banking, Capital Markets, Financial Stability, Statement | Banking, Capital Markets, Financial Stability

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Statement on SEC Staff Accounting Bulletin No. 121 and Issues in Crypto Asset Custody

Statement on SEC Staff Accounting Bulletin No. 121 and Issues in Crypto Asset Custody

by The Committee on Capital Markets Regulation | Dec 6, 2022 | Banking, Capital Markets, Statement | Banking, Capital Markets

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Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?

Wall Street Journal Op-Ed: An SEC Rule May Cost FTX Crypto Customers Billions

by The Committee on Capital Markets Regulation | Nov 17, 2022 | Capital Markets, Financial Stability, Op-Ed | Capital Markets, Financial Stability

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Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

by The Committee on Capital Markets Regulation | Oct 19, 2022 | Capital Markets, Letter | Capital Markets

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Report: Financial Regulatory Agencies and the Rule of Law

Report: Financial Regulatory Agencies and the Rule of Law

by The Committee on Capital Markets Regulation | Oct 18, 2022 | Banking, Capital Markets, Report | Banking, Capital Markets

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Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal

Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal

by The Committee on Capital Markets Regulation | Oct 18, 2022 | Capital Markets, Letter | Capital Markets

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Report: Enforcement Data for Calendar 2021

Report: Enforcement Data for Calendar 2021

by The Committee on Capital Markets Regulation | Aug 20, 2022 | Capital Markets, Report | Capital Markets

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Response to SEC’s Request for Comment on Index Providers

Response to SEC’s Request for Comment on Index Providers

by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets, Letter | Capital Markets

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