Policy Type: Letters
Comment Letter to SEC on Cboe Proposal to List Binary KPI Options
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Comment Letter to CFTC on Proposal to End Dual Registration for Private Fund Advisers
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Comment Letter to FINRA on Best Execution Guidance
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Study: Private Credit and Bank Interconnectedness
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Comment Letter to SEC on Rescission of the Trade-Through Rule
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Hal Scott Statement on Stigma and the Discount Window
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Comment Letter to SEC on Registered Offering Reform
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Letter to SEC on Investor “Group” Status
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Comment Letter in Response to the SEC’s Proposal to Expand Scaled Disclosure Requirements
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Comment Letter in Response to the SEC’s Semiannual Reporting Proposal
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