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Washington Times Op-ed: Why U.S. Investors are Better Off Today

Washington Times Op-ed: Why U.S. Investors are Better Off Today

by The Committee on Capital Markets Regulation | Jan 21, 2016 | Capital Markets, Op-Ed | Capital Markets

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Nothing But the Facts Statement: U.S. Bond Market Liquidity

Nothing But the Facts Statement: U.S. Bond Market Liquidity

by The Committee on Capital Markets Regulation | Dec 14, 2015 | Capital Markets, Financial Stability, Statement | Capital Markets, Financial Stability

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Letter to Congress on the FORM Act

Letter to Congress on the FORM Act

by The Committee on Capital Markets Regulation | Nov 19, 2015 | Financial Stability, Letter | Financial Stability

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Hal S. Scott Testifies Before House Financial Services Sub-Committee on Oversight and Investigations Regarding the Financial Stability Oversight Council

Hal S. Scott Testifies Before House Financial Services Sub-Committee on Oversight and Investigations Regarding the Financial Stability Oversight Council

by The Committee on Capital Markets Regulation | Nov 19, 2015 | Congressional Testimony, Financial Stability | Financial Stability

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Committee Releases Q3 2015 Competitiveness Report

by The Committee on Capital Markets Regulation | Nov 13, 2015 | Uncategorized

Committee Study Shows Continuing Weakness in 2015 in U.S. Primary Markets U.S. capital market competitiveness showed historic and alarming signs of weakness in the third quarter of 2015. “The overall competitive landscape of the U.S. capital markets continues to...

Committee Releases Q3 2015 Financial Penalties Data

by The Committee on Capital Markets Regulation | Nov 2, 2015 | Uncategorized

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q3 2015. Public financial penalties include public class action settlements that arise from class action...

Comment Letter on the DOL’s Fiduciary Duty Proposed Rule

Comment Letter on the DOL’s Fiduciary Duty Proposed Rule

by The Committee on Capital Markets Regulation | Sep 24, 2015 | Capital Markets, Letter | Capital Markets

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Committee Releases Q2 2015 Competitiveness Report

by The Committee on Capital Markets Regulation | Sep 10, 2015 | Uncategorized

U.S. capital market competitiveness showed historic signs of weakness in the second quarter of 2015.   “The global competitiveness of U.S. capital markets remains disappointing,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets Regulation....

Comment Letter to SEC on Revisions to Audit Committee Disclosures

Comment Letter to SEC on Revisions to Audit Committee Disclosures

by The Committee on Capital Markets Regulation | Sep 8, 2015 | Capital Markets, Letter | Capital Markets

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Joint Report: Committee & FMLC on EU-US CCP Recognition

Joint Report: Committee & FMLC on EU-US CCP Recognition

by The Committee on Capital Markets Regulation | Sep 2, 2015 | Banking, Capital Markets, Financial Stability, Report | Banking, Capital Markets, Financial Stability

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