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Comment Letter to IRS on Proposed Rule’s Negative Effects on the Attractiveness of Convertible Debt to Foreign Investors

Comment Letter to IRS on Proposed Rule’s Negative Effects on the Attractiveness of Convertible Debt to Foreign Investors

by The Committee on Capital Markets Regulation | Mar 5, 2014 | Financial Stability, Letter | Financial Stability

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Statement on the Final Version of the Volcker Rule

Statement on the Final Version of the Volcker Rule

by The Committee on Capital Markets Regulation | Feb 18, 2014 | Banking, Statement | Banking

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Comment Letter to CFTC on its Proposed Rule Regarding Position Limits for Derivatives

Comment Letter to CFTC on its Proposed Rule Regarding Position Limits for Derivatives

by The Committee on Capital Markets Regulation | Feb 10, 2014 | Capital Markets, Letter | Capital Markets

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Report: Hal S. Scott Releases Paper on Bank Capital for Operational Risk

Report: Hal S. Scott Releases Paper on Bank Capital for Operational Risk

by The Committee on Capital Markets Regulation | Feb 10, 2014 | Banking, Financial Stability, Report | Banking, Financial Stability

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Comment Letter to the OCC, Federal Reserve, & FDIC Regarding Their Proposed Rule on Liquidity Coverage Ratio

Comment Letter to the OCC, Federal Reserve, & FDIC Regarding Their Proposed Rule on Liquidity Coverage Ratio

by The Committee on Capital Markets Regulation | Jan 31, 2014 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Committee Releases Q4 2013 Competitiveness Report

by The Committee on Capital Markets Regulation | Jan 31, 2014 | Uncategorized

Committee Study Shows Deepening Aversion to U.S. Capital Markets Through 2013 CAMBRIDGE, Mass., January 31, 2014—U.S. capital market competitiveness remained weak through the fourth quarter of 2013, when measures of aversion to U.S. public equity markets remained at...

Committee Releases Q4 2013 Financial Penalties Data

by The Committee on Capital Markets Regulation | Jan 27, 2014 | Uncategorized

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in 2013. Public financial penalties include public class action settlements that arise from class action...

Report: Amicus Brief with Supreme Court on Costs of Securities Class Actions Lawsuits

Report: Amicus Brief with Supreme Court on Costs of Securities Class Actions Lawsuits

by The Committee on Capital Markets Regulation | Jan 6, 2014 | Capital Markets, Report | Capital Markets

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Report: Use of Market Discipline

Report: Use of Market Discipline

by The Committee on Capital Markets Regulation | Jan 1, 2014 | Banking, Report | Banking

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Comment Letter to the PCAOB on Proposed Changes to the Form of Auditors’ Reports

Comment Letter to the PCAOB on Proposed Changes to the Form of Auditors’ Reports

by The Committee on Capital Markets Regulation | Dec 11, 2013 | Capital Markets, Letter | Capital Markets

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