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Comment Letter to the Federal Reserve, FDIC, & OCC on Proposed Rule Regarding the Supplementary Leverage Ratio

Comment Letter to the Federal Reserve, FDIC, & OCC on Proposed Rule Regarding the Supplementary Leverage Ratio

by The Committee on Capital Markets Regulation | Jun 12, 2014 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Data on Why SIFI Designation Is Not the Answer to Possible Herding Behavior By Asset Managers

Data on Why SIFI Designation Is Not the Answer to Possible Herding Behavior By Asset Managers

by The Committee on Capital Markets Regulation | May 17, 2014 | Capital Markets, Financial Stability, Statement | Capital Markets, Financial Stability

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Committee Releases Q1 2014 Competitiveness Report

by The Committee on Capital Markets Regulation | May 1, 2014 | Uncategorized

U.S. capital market competitiveness showed even greater signs of weakness in the first quarter of 2014, when measures of aversion to U.S. public equity markets remained at levels not seen since the 2007-2008 financial crisis. “The competitive landscape of U.S. equity...

Committee Releases Q1 2014 Financial Penalties Data

by The Committee on Capital Markets Regulation | Apr 23, 2014 | Uncategorized

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in the first quarter of 2014. Public financial penalties include public class action settlements that arise...

Comment Letter on Non-Bank Non-Insurer G-SIFI Methodologies to FSB/IOSCO

Comment Letter on Non-Bank Non-Insurer G-SIFI Methodologies to FSB/IOSCO

by The Committee on Capital Markets Regulation | Apr 7, 2014 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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Comment Letter to Federal Reserve on Emergency Lending Proposal

Comment Letter to Federal Reserve on Emergency Lending Proposal

by The Committee on Capital Markets Regulation | Mar 5, 2014 | Capital Markets, Letter | Capital Markets

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Comment Letter to IRS on Proposed Rule’s Negative Effects on the Attractiveness of Convertible Debt to Foreign Investors

Comment Letter to IRS on Proposed Rule’s Negative Effects on the Attractiveness of Convertible Debt to Foreign Investors

by The Committee on Capital Markets Regulation | Mar 5, 2014 | Financial Stability, Letter | Financial Stability

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Statement on the Final Version of the Volcker Rule

Statement on the Final Version of the Volcker Rule

by The Committee on Capital Markets Regulation | Feb 18, 2014 | Banking, Statement | Banking

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Comment Letter to CFTC on its Proposed Rule Regarding Position Limits for Derivatives

Comment Letter to CFTC on its Proposed Rule Regarding Position Limits for Derivatives

by The Committee on Capital Markets Regulation | Feb 10, 2014 | Capital Markets, Letter | Capital Markets

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Report: Hal S. Scott Releases Paper on Bank Capital for Operational Risk

Report: Hal S. Scott Releases Paper on Bank Capital for Operational Risk

by The Committee on Capital Markets Regulation | Feb 10, 2014 | Banking, Financial Stability, Report | Banking, Financial Stability

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