Policy Type: Congressional Testimony
Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition
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Nothing But The Facts: Asymmetric Speed Bumps in U.S. Equity Markets
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Report: Progress Update on Rationalizing Enforcement in the U.S. Financial System
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Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service
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Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions
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Report: Financial Transaction Taxes
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The Financial Times Op-ed: Ordinary Savers Should Be Allowed to Invest in Private Equity
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Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report
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Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service
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U.S. Treasury Report: Banks and Credit Unions – Two Year Progress
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