Policy Type: Congressional Testimony
Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange
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Report: Enhancing the Regulatory Process for International Standard-Setting Bodies
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Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations
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Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)
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Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important
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Report: Blockchain and Securities Clearing and Settlement
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The Financial Times Op-ed: There is no need to curb common shareholding
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Report: An analysis of Proposals to Restrict Institutional Ownership
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Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule
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Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration
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