Policy Type: Letters
Comment Letter on the DOL’s Fiduciary Duty Proposed Rule
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Committee Releases Q2 2015 Competitiveness Report
U.S. capital market competitiveness showed historic signs of weakness in the second quarter of 2015. “The global competitiveness of U.S. capital markets remains disappointing,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets Regulation....
Comment Letter to SEC on Revisions to Audit Committee Disclosures
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Joint Report: Committee & FMLC on EU-US CCP Recognition
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Wall Street Journal Op-ed: The Next Stock Market Shutdown Could Be Much Worse
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Committee Releases Q2 2015 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q2 2015. Public financial penalties include public class action settlements that arise from class action...
CNBC Op-Ed: Why Elizabeth Warren is Wrong About the SEC
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Comment Letter to FSB/IOSCO on Non-bank Non-Insurer G-SIFIs
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Committee Releases Q1 2015 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q1 2015. Public financial penalties include public class action settlements that arise from class action...
Committee Releases Q1 2015 Competitiveness Report
U.S. capital market competitiveness showed historic signs of weakness in the first quarter of 2015. “The competitive landscape of U.S. equity capital markets has started 2015 with a whimper,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets...