Policy Type: Letters
Comment Letter to IRS on Proposed Rule’s Negative Effects on the Attractiveness of Convertible Debt to Foreign Investors
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Statement on the Final Version of the Volcker Rule
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Comment Letter to CFTC on its Proposed Rule Regarding Position Limits for Derivatives
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Report: Hal S. Scott Releases Paper on Bank Capital for Operational Risk
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Comment Letter to the OCC, Federal Reserve, & FDIC Regarding Their Proposed Rule on Liquidity Coverage Ratio
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Committee Releases Q4 2013 Competitiveness Report
Committee Study Shows Deepening Aversion to U.S. Capital Markets Through 2013 CAMBRIDGE, Mass., January 31, 2014—U.S. capital market competitiveness remained weak through the fourth quarter of 2013, when measures of aversion to U.S. public equity markets remained at...
Committee Releases Q4 2013 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in 2013. Public financial penalties include public class action settlements that arise from class action...
Report: Amicus Brief with Supreme Court on Costs of Securities Class Actions Lawsuits
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Report: Use of Market Discipline
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Comment Letter to the PCAOB on Proposed Changes to the Form of Auditors’ Reports
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