Policy Type: Op-Eds

Committee Releases Q2 2014 Financial Penalties Data

by The Committee on Capital Markets Regulation | Jul 21, 2014

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the second quarter of 2014. Public financial penalties include public class action settlements that...

Hal S. Scott Submits Follow-up Letter to Senate Hearing on High-Frequency Trading

by The Committee on Capital Markets Regulation | Jul 7, 2014 | Capital Markets

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Statement on Unelected Directors

by The Committee on Capital Markets Regulation | Jun 24, 2014 | Capital Markets

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Hal S. Scott Testifies Before U.S. Senate Subcommittee on Securities, Insurance, and Investment at Hearing on “High Frequency Trading’s Impact on The Economy”

by The Committee on Capital Markets Regulation | Jun 18, 2014 | Capital Markets

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Comment Letter to the Federal Reserve, FDIC, & OCC on Proposed Rule Regarding the Supplementary Leverage Ratio

by The Committee on Capital Markets Regulation | Jun 12, 2014 | Banking, Financial Stability

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Data on Why SIFI Designation Is Not the Answer to Possible Herding Behavior By Asset Managers

by The Committee on Capital Markets Regulation | May 17, 2014 | Capital Markets, Financial Stability

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Committee Releases Q1 2014 Competitiveness Report

by The Committee on Capital Markets Regulation | May 1, 2014

U.S. capital market competitiveness showed even greater signs of weakness in the first quarter of 2014, when measures of aversion to U.S. public equity markets remained at levels not seen since the 2007-2008 financial crisis. “The competitive landscape of U.S. equity...

Committee Releases Q1 2014 Financial Penalties Data

by The Committee on Capital Markets Regulation | Apr 23, 2014

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in the first quarter of 2014. Public financial penalties include public class action settlements that arise...