Policy Type: Reports
Comment Letter to the OCC, Federal Reserve, & FDIC Regarding Their Proposed Rule on Liquidity Coverage Ratio
by The Committee on Capital Markets Regulation | Jan 31, 2014 | Banking, Financial Stability
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Committee Releases Q4 2013 Competitiveness Report
by The Committee on Capital Markets Regulation | Jan 31, 2014
Committee Study Shows Deepening Aversion to U.S. Capital Markets Through 2013 CAMBRIDGE, Mass., January 31, 2014—U.S. capital market competitiveness remained weak through the fourth quarter of 2013, when measures of aversion to U.S. public equity markets remained at...
Committee Releases Q4 2013 Financial Penalties Data
by The Committee on Capital Markets Regulation | Jan 27, 2014
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in 2013. Public financial penalties include public class action settlements that arise from class action...
Report: Amicus Brief with Supreme Court on Costs of Securities Class Actions Lawsuits
by The Committee on Capital Markets Regulation | Jan 6, 2014 | Capital Markets
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Report: Use of Market Discipline
by The Committee on Capital Markets Regulation | Jan 1, 2014 | Banking
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Comment Letter to the PCAOB on Proposed Changes to the Form of Auditors’ Reports
by The Committee on Capital Markets Regulation | Dec 11, 2013 | Capital Markets
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Committee Releases Q3 2013 Competitiveness Report
by The Committee on Capital Markets Regulation | Nov 21, 2013
CAMBRIDGE, Mass., November 21, 2013—U.S. capital market competitiveness remained weak through the third quarter of 2013, when measures of aversion to U.S. public equity markets reached levels not seen since the 2007-2008 financial crisis. “The global competitiveness...
Comment Letter to SEC on OFR Asset Management Report
by The Committee on Capital Markets Regulation | Nov 1, 2013 | Capital Markets, Financial Stability
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Hal S. Scott and Leslie N. Silverman Publish an Article on Arbitration of Stockholder Disputes
by The Committee on Capital Markets Regulation | Oct 26, 2013 | Capital Markets
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Comment Letter to the FDIC & OCC on Proposed Rule to Increase the Supplementary Leverage Ratio for Large U.S. Bank Holding Companies
by The Committee on Capital Markets Regulation | Oct 21, 2013 | Banking, Financial Stability
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