Policy Type: Statement
Comment Letter on Margin Requirements for Non-cleared Swaps Proposed Rule
by The Committee on Capital Markets Regulation | Nov 24, 2014 | Capital Markets
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Committee Releases Q3 2014 Financial Penalties Data
by The Committee on Capital Markets Regulation | Oct 21, 2014
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the third quarter of 2014. Public financial penalties include public class action settlements that...
Wall Street Journal Op-ed: The Mystery of ‘Living Will’ Rules for Banks
by The Committee on Capital Markets Regulation | Sep 4, 2014 | Banking, Financial Stability
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Report: What To Do About Contagion?
by The Committee on Capital Markets Regulation | Sep 3, 2014 | Banking, Financial Stability
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Comment Letter to the European Commission and Commodities Futures Trading Commission Regarding Cross-Border Recognition of Derivatives Clearinghouses
by The Committee on Capital Markets Regulation | Aug 21, 2014 | Banking, Capital Markets, Financial Stability
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Committee Releases Q2 2014 Competitiveness Report
by The Committee on Capital Markets Regulation | Aug 11, 2014
Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the second quarter of 2014, although some limited signs of improvement over the previous year did develop....
Committee Releases Q2 2014 Financial Penalties Data
by The Committee on Capital Markets Regulation | Jul 21, 2014
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the second quarter of 2014. Public financial penalties include public class action settlements that...
Hal S. Scott Submits Follow-up Letter to Senate Hearing on High-Frequency Trading
by The Committee on Capital Markets Regulation | Jul 7, 2014 | Capital Markets
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Statement on Unelected Directors
by The Committee on Capital Markets Regulation | Jun 24, 2014 | Capital Markets
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Hal S. Scott Testifies Before U.S. Senate Subcommittee on Securities, Insurance, and Investment at Hearing on “High Frequency Trading’s Impact on The Economy”
by The Committee on Capital Markets Regulation | Jun 18, 2014 | Capital Markets
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