Policy Type: Statement
Committee Releases Q3 2013 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. through the third quarter of 2013. Public financial penalties include public class action settlements that arise from...
Report: “A Balanced Approach to Cost-Benefit Analysis Reform”
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Comment Letter to the SEC on its Proposed Rule on Money Market Mutual Fund Reform
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Comment Letter to the SEC and CFTC on Their Proposed Rule and Final Guidance on Cross-Border Swaps
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Committee Releases Q2 2013 Competitiveness Report
U.S. capital market competitiveness remained weak through the first half of 2013, when some key measures of use of U.S. public equity markets fell to levels not seen since the 2008 financial crisis. “The competitive landscape of U.S. capital markets has continued to...
National Law Journal Op-ed: SEC’s Silent Opposition to Arbitration Bylaws is Speaking Volumes
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Politico Op-ed: Dodd-Frank Makes Contagion More Likely
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Financial Times Op-ed: Days’ Difference in Margins is Highly Important
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Committee Releases Q2 2013 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. for the first half of 2013. Public financial penalties include public class action settlements that arise from class...
Wall Street Journal Op-ed: Land Mines in the Derivatives ‘Path Forward’
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