Policy Type: Statement
Comment Letter Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties
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Comment Letter Regarding Form PF
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Comment Letter to the CFTC Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties
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Wall Street Journal Op-ed: Capital Market Regulation Needs an Overhaul
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Hal S. Scott Testifies Before House Subcommittee on General Farm Commodities and Risk Management in Hearing Entitled “Implementing Dodd-Frank: A Review of the CFTC’s Rulemaking Process”
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Joint Letter to the CFTC and SEC Regarding Form PF, which requires reporting by private funds
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Latest CCMR study shows deterioration in competitiveness of U.S. public equity markets in 2010 compared to 2009
“The size and value of U.S. capital markets declined in 2010. Many improvements that we saw in 2009 appear to have been a result of a flight to quality. We now seem to have reverted to the long-term trend of continued loss of competitiveness.”
Comment Letter to the FSB regarding definitions related to “significant” nonbank financial companies
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Comment Letter to the CFTC regarding risk management requirements for derivatives clearing organizations
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Comment Letter to the CFTC and SEC regarding definitions related to swap markets
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